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No more tactical voting under AV
Since last week's voting flowchart I've been pondering whether tactical voting is sensible under AV. I don't think it is.
Under FPTP, tactical voting is not at all uncommon. If your favourite candidate isn't going to be one of the top two, your vote could be used to support whichever of the top two candidates you prefer.
Under AV, however, a tactical vote would be sensible only under the following circumstances:
- It's a close three-way contest.
- These three candidates lie along a clear spectrum (call it left, centre and right).
- Your favourite candidate is either the left or the right candidate.
- In the penultimate round the outcome will be as follows: the opposite candidate in the lead, then your candidate second, and the centre candidate third. And the next-preference votes of the centre candidate won't cause your candidate to win in the final round (in other words, the centre candidate is not much closer to your candidate than he/she is to the opposite candidate).
Now, none of this is particularly unrealistic, except point 4, which assumes a totally unrealistic level of knowledge. Having been in a three-way marginal constituency in the 2010 election, I can confidently predict that it will be pretty much impossible to predict the order of the candidates. All three of the main candidates were predicting different orders for the final outcome, based on opinion polls, historical voting patterns in the constituency, and the national situation (I think all three were wrong in their predictions!) and the more impartial onlookers were similarly divided. Tactical voting requires you to guess how everyone else will vote, and if that is not possible then neither is effective tactical voting.
But what if (for some reason) I think it is likely that all of the above conditions will be satisfied? I could either cast a "sincere" vote (remember that under AV you get to rank the candidates in order of preference):
- My candidate
- The centre candidate
- The opposite candidate
or I could cast a "tactical" vote, effectively deserting my candidate, and hoping that the centre candidate will defeat the opposite candidate:
- The centre candidate
- My candidate
- The opposite candidate
Then what might happen?
- Sincere vote, my candidate wins. Hoorah!
- Sincere vote, the opposite candidate wins, but a tactical vote would have given victory to the centre candidate. D'oh!
- Sincere vote, the opposite candidate wins, but a tactical vote would have made no difference.
- Sincere vote, the centre candidate wins.
- Tactical vote, the centre candidate wins against the opposite candidate. Hoorah!
- Tactical vote, the centre candidate wins against my candidate. D'oh!
- Tactical vote, the opposite candidate wins. Slight D'oh! (people looking at the counts of the votes will assume my candidate had less support than he/she really had)
- Tactical vote, my candidate wins. Hoorah! (but slight D'oh! as above)
So really it would be your call, based on how confident you are in your predictions for the order of the three candidates in the penultimate round, based on whether other supporters of your candidate will also vote tactically (your vote alone is unlikely to swing it), and based on how much weight you give to the various "Hoorah!" and "D'oh!" exclamations above. But once again, I seriously doubt that it would be possible to predict the outcomes sufficiently well to be able to cast a confident tactical vote.
So I stand by the flowchart: in AV you need simply to rank the candidates in order of preference then write these preferences on the ballot paper.
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I live in York and I
about 2 years ago
A tactical vote is, by definition, always sensible. The issue here is under what circumstances is a tactical vote a sincere vote with Alternative Voting.
As a rule, the best tactic with Alternative Vote is to:
1) Determine which two candidates are most likely to win.
2) Rank your favorite OF THOSE TWO in first place.
I explain this here in great detail:
http://www.electology.org/irv-plurality
The short explanation is that, of all the "what might happen" scenarios you discuss, only TWO are relevant to a rational voter's expected utility calculations:
1) The tactical vote switches the winner from my less preferred assumed-frontrunner to my most preferred assumed-frontrunner. (The tactic HELPS.)
2) The tactical vote switches the winner from my sincere favorite to my most preferred assumed-frontrunner. (The tactic HURTS.)
#1 is clearly obviously more likely, since #2 requires that the assumed-weak candidate you favored surprises and defeats BOTH assumed-frontrunners, whereas #1 only requires him to defeat ONE frontrunner.
Maybe it would help to see a Princeton math Ph.D. explain it.
ScoreVoting.net/TarrIrv.html
about 2 years ago
Oh, and those four circumstances you list are inaccurate. NONE of those is required for the expected value calculation I explained to be in favor of the insincere tactic.
about 2 years ago
I think you'll find that in your Princeton PhD's example all four of my conditions are met.
And in the UK the third party is the middle party.
about 2 years ago
As I explained in your previous article, the particular example is irrelevant. It absolutely does not matter that the LibDems are in the middle, which is why your third condition above is inaccurate.
The ONLY thing that matters is that a weak party is more likely to defeat ONE major parry than to defeat BOTH. This is simple statistics. One possibility is a subset of the other.
about 2 years ago
Clay,
I don't think we're getting anywhere, and you clearly have some ulterior motives in all of this.
If your favourite candidate is the centre candidate, then voting for the third-place candidate is unlikely to help, as the next-preference votes from your favourite candidate would be fairly evenly split between the first- and third-place candidates. My point 3. Go and read your Princeton PhD friend's example again, and see that, whatever the numbers are, tactical voting does not make sense if your favourite candidate is the middle one.
My point about the Lib Dems was that if tactical voting under AV helps the middle party (as your Princeton PhD friend claims), then in the UK it would help the Lib Dems and hence make the system more of a three-party system than it is at the moment.
If a party has a good chance of defeating one of the major parties, then it is no longer a weak party in that election, by definition. And, however strong or weak the party is, it is certainly not obvious that it is more likely to defeat ONE-AND-NOT-BOTH of the two major parties that it is to defeat BOTH. ONE-OR-BOTH is irrelevant to your argument. (If my favourite party is likely to defeat BOTH of the other parties, then why should I vote against them? That is what you are suggesting!) And if the two major parties are neck-and-neck, then tactical voting against the "weak" party is frankly and obviously absurd under AV (not so under FPTP).
But anyway, this is all irrelevant, since the expected order of the top three candidates is (I strongly suspect) something that cannot be accurately predicted, and hence there is likely to be no point attempting to vote tactically under AV.
And this is all irrelevant again, since you've said nothing to defend FPTP over AV.
Feel free to leave more comments (or even to answer my comments on the voting flowchart post), but that's the last response you're getting from me.
Regards,
Anthony
about 2 years ago
Surely you'd not vote the opposite candidate if you were being sincere? And likewise with the tactical vote... you wouldn't want your vote to transfer over to the opposite candidate unless there were a further element of competition threatening the three parties you're voting for (i.e. a four-way marginal!). Since the vote will reduce to a one-on-one competition, and one of your choices will get to the final round (i.e. two of of the three-way marginal), then your vote still counts (it was competitive at all stages) even if it does not win.
about 2 years ago
Hi Leon,
You always keep the opposite candidate as third preference (in this example there are only three candidates, so a third preference is equivalent to a last preference or a non-preference). But the question is whether to switch the preferences between your candidate and the centre candidate. The example on http://ScoreVoting.net/TarrIrv.html illustrates that, and see the Wikipedia link from the main post.
Anthony
about 2 years ago
Anthony,
"If your favourite candidate is the centre candidate, then voting for the third-place candidate is unlikely to help"
But it's even LESS likely to hurt, which means it's still an advisable strategy.
This is an issue of RELATIVE probability between two outcomes, and that's a point you seem to keep missing.
"you clearly have some ulterior motives in all of this."
My motive is educating. My organization serves as a "FactCheck.org for voting systems". We came about largely as a result of some extensive insights by a Princeton math Ph.D. named Warren D. Smith, which challenged a lot of conventional wisdom on voting theory. Smith went on to co-create the site RangeVoting.org (aka ScoreVoting.net), which I discovered in 2006. We are featured in a book called "Gaming the Vote", by William Poundstone. You can see more about our new organization (currently incorporating as a California non-profit corporation) here:
http://www.electology.org/about-us
"Go and read your Princeton PhD friend’s example again, and see that, whatever the numbers are, tactical voting does not make sense if your favourite candidate is the middle one."
That is a single example, not a statistical aggregate, so it says no such thing. It is purely meant to serve as a tool for expressing the core concept.
"My point about the Lib Dems was that if tactical voting under AV helps the middle party (as your Princeton PhD friend claims)"
No he does not claim that. He actually claims that IRV tends to elect extremists.
ScoreVoting.net/IrvExtreme.html
What me meant there by "middling" was more like this (left-right axis for simplicity):
Green .. Labour (middling left) .. LibDem (centrist) .. Tory (middling right) .. Fascist (or some UK analog)
He just left a lot of that out for simplicity.
An example would be the French election where Royal was the left, Sarkozy the right, and Bayrou the centrist. Polls actually showed that Bayrou was the Condorcet winner, but because of the "center squeeze" effect of runoffs, he didn't make it to the final round. IRV essentially has the same effect, but much more pronounced, apparently due to the fact that with IRV, voter's cannot change their vote between rounds. Here we speculate on possible explanations:
scorevoting.net/TTRvIRVreasons.html
It is quite conceivable that, under IRV, the LibDems would eventually disappear. Or Labour could disappear, and then LibDems would replace them but then gradually move further left. Which, in a long-term sense, would be roughly the same as changing the name of the Labour Party to the Liberal Democrat Party. That would fit perfectly with the trend we see, that Top-Two Runoff tends toward multipartism, while IRV massively maintains bipartism:
scorevoting.net/TTRvIRVstats.html
"If a party has a good chance of defeating one of the major parties, then it is no longer a weak party in that election, by definition."
But if that minor party has historically been weak, then the only way you would KNOW that it had a good chance of winning would be if you had some other indicator (like good polling), which you said in your last post, doesn't exist. (That was actually about the Burlington, Vermont, USA elections, which you apparently are some kind of expert on, since you can assert they didn't have pre-election polls.)
The problem is, once you get two-party domination with IRV, any minor parties WON'T grow to the point of having "a good chance of defeating one of the major parties". Tactical exaggeration keeps them weak. It is extremely difficult for a party to grow from "weak minor party" to "contender" in the span of a single term of office.
"If my favourite party is likely to defeat BOTH of the other parties, then why should I vote against them?"
A minor party is, by definition, NOT likely to defeat both major parties. And therefore your best tactical bet is to betray that party, by ranking your favorite MAJOR party in first place. And then that minor party will STAY weak, because lots of its supporters will vote strategically.
I have placed phone calls to Australian Green Party staffers, for instance. They have told me that one of the most common phone calls they receive is from supporters who ask them, "why should I throw away my vote by ranking Green in first place?" That should serve as a reality check to you. These people have lived their whole lives with IRV in use, and yet they STILL don't how it works. I'm a software engineer in San Francisco, and my fellow engineers who VOTE here don't even know how IRV works. Check out this instant message conversation I recently had with one of them, in which he thinks the tabulation rules are essentially those of the Borda system.
http://www.electology.org/san-leandro-inamdar
You have got to deal with the real world, not your theoretical assumptions about what voters will do.
"if the two major parties are neck-and-neck, then tactical voting against the “weak” party is frankly and obviously absurd under AV (not so under FPTP)."
On the contrary, that is precisely when it makes the MOST sense to vote tactically, since your vote has the biggest chance of helping to flip the election outcome.
"But anyway, this is all irrelevant, since the expected order of the top three candidates is (I strongly suspect) something that cannot be accurately predicted"
WRONG! Since..
A) You don't HAVE to know the finish order, ONLY which two will MOST LIKELY be strongest (regardless of finish order), and
B) It ABSOLUTELY can be accurately predicted based on historical data. E.g. if you live almost anywhere in Australia, you know that there's a 99% chance the winner won't be from a party other than Labor or NatLib.
"And this is all irrelevant again, since you’ve said nothing to defend FPTP over AV."
I'm not defending FPTP. I'm just pointing out that IRV won't help break up two-party domination. It obviously has lower Bayesian regret than FPTP:
ScoreVoting.net/BayRegsFig.html
Also, do you use FPTP, or Top-Two Runoff? There is evidence that TTR is BETTER than IRV, even if FPTP is worse than both.
Also, Score Voting and Approval Voting are worlds better than either.
ScoreVoting.net/CFERlet.html
about 2 years ago
I want to point out that on one of the most obvious aspects of tactical voting under IRV, you got it exactly backwards.
“if the two major parties are neck-and-neck, then tactical voting against the “weak” party is frankly and obviously absurd under AV (not so under FPTP).”
On the contrary, that is precisely when it makes the MOST sense to vote tactically, since your vote has the biggest chance of helping to flip the election outcome.
about 2 years ago
I agree with Clay that IRV doesn't eliminate tactical voting. The further a system is from PR, the more tactical voting it invites.
However, the situation we face in the UK is we have an upcoming referendum and the choice is between AV and FPTP. No to AV means Yes to FPTP. In every example offered by you or Tarr for how IRV fails, FPTP is worse still.
The situation you face in the US is that you have an entrenched two-party dominated system and they are not going to let you have ranged voting anytime soon. You need to take baby steps, not giant leaps. That is why the Greens are smart in promoting IRV. As to "suicidal", well, they came into being under FPTP, so they're hardly going to die under IRV, are they?
about 2 years ago
I'll second Hamish on this one. Clay, you really need to understand this discussion with the background that this is about the upcoming UK referendum. The only choice is between AV and FPTP. You really need to grasp this point because your points, while true in and of themselves, are irrelevant because they also apply to FPTP. You need to be speaking in reference to our situation if you want this to be a meaningful discussion.
about 2 years ago
Suppose I am a Labour voter in a Tory/Lib Dem marginal.
Let's imagine also that I think the Tories and Lib Dems are scumbags, but I hate the Tories slightly more than I hate the Lib Dems. (I don't think it's far-fetched to imagine there are voters like this).
I vote Labour as my first choice.
But then, isn't it rational for me to vote tactically and put the Lib Dems as my second choice?
I mean, I could put the Greens second and the Independent Socialist third, but if I want to actually influence the result of the election it would make sense for me to make sure I put the Lib Dems somewhere.
That would still be a tactical vote, just as much as putting the Lib Dems as my one and only choice under FPTP, surely?
about 2 years ago
No, that's not tactical voting, it's just normal voting. Tactical voting is where you change how you vote based on how you think other people will vote.
about 2 years ago
Well yeah. I vote Lib Dem because I think other people will vote Lib Dem.
When I have no idea how other people will vote:
Labour 1
Greens 2
Socialists 3
When I think other people are going to vote Lib Dem and Tory:
Labour 1
Greens 2
Socialists 3
Lib Dems 4
Or under first past the post:
When I have no idea how other people will vote:
Labour X
When I think other people are going to vote Lib Dem and Tory:
Lib Dem X
Either way I vote for a party I don't actually support, because it's my best chance of influencing who actually gets elected. Both votes are tactical votes.
about 2 years ago
@Hobson, There are several ways of thinking about the 1,2,3,4 vote under AV; one is that it's a tactical vote as you do; the other is that it's your sincere order of preference.
That is, under AV you don't vote *for* someone, you just prefer them to someone else.
In practice, you might well vote:
Labour 1
Greens 2
Socialists 3
Lib Dems 4
Tory 5
UKIP 6
[BNP 7]
BNP in square brackets because there were just seven candidates, and a last preference is meaningless - you can choose whether to express it or not, but it doesn't make any difference.
The standard ERS/ERBS text on ballot papers says that you should "continue to express preferences until you no longer care who wins as between the remaining candidates" (or a better-expressed version of that)
about 2 years ago
quote
The problem is, once you get two-party domination with IRV, any minor parties WON'T grow to the point of having "a good chance of defeating one of the major parties". Tactical exaggeration keeps them weak. It is extremely difficult for a party to grow from "weak minor party" to "contender" in the span of a single term of office.
End quote
I disagree with this. AV allows minor parties to grow.
FPTP, especially in seats where the outcome isn't certain, encourages many people whose first preference is a non contender to vote for one of the contenders instead. With AV you can put the minority party first. That party will be eliminated so they your second choice takes effect (which would have been your vote under FPTP)
FPTP also allows "malicious" minor parties to stand (Parties like "Literal Democrat" resulted in a change to election law) and also discourages genuine minor parties to stand where either they feel that they might split the vote of "second best" or, although they think they have sufficient first vote support to keep their deposit, anticipate that many of their supporters will actually vote tactically.
AV only really has a problem where the choice of the final party to be eliminated is close and the distribution of the second choice votes is skewed.
Assuming AV is implemented, I don't think that the first general election it is used in will have tactical voting because there is too little information about what people really think.
But subsequent elections may have enough information to at least have an idea where tactical voting could work.
Tim.